AD/Risk Scanner for Marketing Agencies
Hand regulated clients drafts that are already pre-checked
Agencies create the content but don't own the client's compliance program. ADScanner gives your team a risk-rated first pass, suggested rewrites, and cited disclosures before work goes to the client's compliance reviewer.
Common problems
- Drafts bounce back from client compliance for avoidable wording issues
- Each client sits in a different industry with different ad rules
- Long review cycles slow campaign launches
How AD/Risk Scanner helps
Pre-check before handoff
Scan ads, landing pages, social posts, and emails; each finding is rated high, medium, or low risk with the rule it cites.
Industry packs per client
Switch between financial services, insurance, mortgage, banking, healthcare, legal, tax, and real-estate rule packs.
Creator with approval gate
Draft in each client's brand voice; content can't be exported until an approver signs off.
Review record
Keep a timestamped record of what was flagged and changed for each piece.
Rules referenced: SEC Rule 206(4)-1, FINRA 2210, state insurance ad rules, TILA/RESPA, FTC, and other industry packs.
AD/Risk Scanner or RegReview: which do I need?
Choose AD/Risk Scanner for focused, risk-rated reviews. Choose RegReview for the compliance workspace, including marketing review. Life and annuity agencies can use RegReview for both operations and marketing; two subscriptions are not required.
| AD/Risk Scanner | RegReview | |
|---|---|---|
| Main job | Publish and monitor regulated marketing; check portfolio risk | Run the full compliance program |
| Best for | Agents and teams needing focused marketing or investment-portfolio reviews | Life/annuity agencies, RIAs, broker-dealers, funds, and compliance officers needing a full workspace |
| Marketing review | Unlimited reviews, Creator content studio, approval gate | Included as one workflow |
| Portfolio risk scans | Included in every plan | Available through add-ons |
| Registrations, calendars, annual review | Not included | Included |
| Insurance agency operations | Focused marketing pre-checks; not the agency operations workspace | Insurance workspace for licensing, appointments, CE, calendars and included marketing review; module fees depend on plan |
Portfolio risk checks concern investment holdings, not insurance underwriting or policy suitability. Firm review and required carrier approval remain essential. Optional FIN Group setup and human review support are scoped separately.
FAQ
Does ADScanner replace my client's compliance approval?
No. It's a first pass that reduces avoidable revisions. ADScanner output is AI-assisted and educational. It is not legal advice, and a qualified person at your firm or your client's firm still approves final content.
Can one agency account cover multiple clients?
Seat-based team plans let several staff scan content for different clients and industries. Contact us for multi-client or white-label setups.
Other AD/Risk Scanner uses: Insurance Agencies & IMOs · Mortgage Brokers & Lenders · Advisers: Marketing + Portfolio Risk · Paraplanning Teams