Adviser Back-Office Support

Human support for planning capacity and insurance operations—without a mandatory software bundle.

Choose outsourced paraplanning, scoped insurance operations coordination, or both. Your advisers and licensed insurance professionals retain recommendations and required approvals.

Two services. Different needs.

Insurance Operations Support for RIAs

Keep insurance operations organized alongside your advisory practice.

Scoped insurance operations support for RIAs with licensed life and annuity producers or an affiliated agency: licensing records, calendars, documentation and marketing-review coordination.

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Outsourced Paraplanning Services

More planning capacity—without another full-time hire.

Behind-the-scenes paraplanning for RIAs: client data gathering, draft plans, meeting preparation, CRM updates and follow-ups in your existing systems, for adviser approval.

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A fit for regulated advisory teams

Solo and small RIAs needing overflow or recurring planning capacity.
Growing advisory practices coordinating life and annuity agency operations.
Wealthtechs, digital-advice businesses and insurance platforms with licensed teams—not fintechs generally.

Professional decisions stay with you

FIN Group does not provide client investment recommendations, manage assets or place trades through these services. Insurance support excludes placement, underwriting, policy suitability or best-interest approval and carrier authorization. Your licensed professionals, firm reviewers and carriers retain their respective responsibilities. Legal and tax advice are excluded.

Human support first. Software when it fits.

Paraplanning uses your existing planning tools and CRM. Insurance coordination starts with a review of your systems and access. No automatic integrations or new subscriptions are promised.

RegReview: broader agency workspace

Optional compliance operations, calendars, licensing records and included marketing review. Software and human support are separately scoped unless expressly included.

RegReview for insurance RegReview compliance workspace

AD/Risk Scanner: focused pre-checks

Risk-rated marketing pre-checks for teams not needing the broader workspace. You do not need both subscriptions. Human and required carrier approvals remain in place; portfolio checks are not insurance suitability reviews.

Insurance marketing pre-checks AD/Risk Scanner review workspace

Frequently asked questions

What is Adviser Back-Office Support?

Two distinct human-support services: scoped insurance operations coordination for RIAs with licensed producers or an insurance affiliate, and outsourced paraplanning for advisory teams. Choose either service; there is no mandatory combined package.

Can we continue using our existing systems?

Paraplanning works in your existing planning tools and CRM. Insurance operations support is scoped after confirming your systems, permissions and delivery fit. No automatic integration or new software subscription is promised.

Who remains responsible for client recommendations?

Your advisers retain planning recommendations and final approval of client materials. Licensed insurance professionals retain insurance recommendations, and required firm and carrier approvals remain in place. FIN Group does not manage assets, place trades or sell insurance through these services.

Tell us where your team needs support

Include your firm type, licensed entities, states, systems, workload and target start date. We will confirm fit and scope before quoting.