FIN Books
Fund Structuring, Administration, Accounting & Compliance Officer Services for Private Funds and RIAs
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Fund Structuring & Entity Setup
U.S. and offshore fund formation, entity structuring, and legal coordination for scalable investment vehicles.
U.S. Fund Structuring & Entity Setup
Formation and structuring of U.S.-based fund entities (SPVs, GPs), including coordination with legal counsel and implementation of a scalable, tax-aware structure.
- Fund entity formation (LP, LLC, SPV)
- GP/Management company setup
- Legal counsel coordination
- Scalable, tax-aware structuring
Optional Add-On: Tax Filing/Returns & Back-Filing Coordination (w/ CPA Partners)
Foreign Fund Structuring & Setup
Establishment of offshore structures (e.g., Cayman, BVI, Luxembourg, Delaware, Singapore feeders and SPVs) with legal coordination and alignment to global investor and tax considerations.
- Cayman, BVI, Luxembourg, Delaware & Singapore structures
- Offshore SPV & feeder formation
- Global investor alignment
- Cross-border tax coordination
Optional Add-On: Tax Filing/Returns & Back-Filing Coordination (w/ CPA Partners)
Fund Administration Officers
Dedicated fractional officers providing compliance, accounting, and administration support for your fund operations.
Fund Compliance Officer
Dedicated compliance oversight for private fund regulatory requirements and ongoing obligations.
- Regulatory compliance monitoring
- Policy & procedure development
- Compliance testing & reviews
- Regulatory filing support
Optional Add-On: Tax Filing/Returns & Back-Filing Coordination (w/ CPA Partners)
Fund Accounting Officer
Accurate fund-level accounting, NAV calculations, and investor allocations for private funds.
- NAV calculations & reporting
- Investor allocations
- Financial statement preparation
- Audit-ready recordkeeping
Optional Add-On: Tax Filing/Returns & Back-Filing Coordination (w/ CPA Partners)
Fund Administration Officer
Comprehensive fund operations including investor onboarding, capital activity, and reporting.
- Investor onboarding & KYC/AML
- Capital call & distribution processing
- Investor reporting & statements
- Subscription document management
Optional Add-On: Tax Filing/Returns & Back-Filing Coordination (w/ CPA Partners)
Due Diligence Services
Institutional-grade due diligence oversight for fund investors and advisors monitoring third-party managers.
Fund Due Diligence Officer
Institutional-grade due diligence for LPs and family offices evaluating fund/SPV structures, governance, and reporting quality.
- Fund structure & governance review
- DDQ preparation & support
- Performance verification & risk scoring
- InvestPrep.io platform access
Advisor Due Diligence Officer
Ongoing oversight for RIAs and institutional investors monitoring third-party managers and sub-advisors.
- Third-party manager monitoring
- DDQ support & documentation
- Performance verification & risk scoring
- RegReview.io platform access
Our Product Suite
Our consultants identify your regulatory requirements, then our AI platforms handle ongoing compliance workflows—with or without hands-on support.
RegReviewBeta— Compliance OS
The AI-based operating and reporting system for compliance programs — used by in-house teams and consultants to run registrations, calendars, annual reviews, marketing review, audit prep, vendor due diligence, continuity, DOL rollover analysis, and communication archiving from one platform. Enter your CRD or upload documents and AI identifies every regulator and auto-generates your task calendar. Now in 8 industry versions: RIA, broker-dealer, insurance, real estate, private credit, law firms, CPA/accounting, and fintech & payments.
InvestPrepBeta— Private Capital OS
The AI-based operating and reporting system for fund administration, investor reporting, and due diligence programs — used by fund admin teams, GPs, allocators, and consultants to run investor onboarding, KYC/KYB, capital calls, distributions, sub docs, and DDQs across four specialized modules (Fund Admin Pro, Due Diligence Pro, Capital Markets Pro, Credit Pro). Multi-jurisdiction support for US, EU, and Canada. Plans from $189/mo, 14-day free trial.
ADScannerBeta— Marketing Review
Upload marketing materials and get instant compliance analysis across SEC/FINRA (US) with state overlays (CA, NY, TX, FL), FCA (UK), CSA (Canada), and ASIC (Australia). Eight industry packs: financial services, insurance, mortgage, banking, healthcare, legal, tax & accounting, and real estate. Line-by-line analysis, risk detection, AI-revised compliant rewrites, and webhook integrations in seconds.
Stay Audit-Ready Year-Round
Our fund administration and accounting services are purpose-built for regulated investment firms. We understand SEC, FINRA, and state regulatory requirements.
- Reduce overhead vs. full-time fund admin staff
- Maintain audit-ready books and investor records
- Seamless investor onboarding with InvestPrep.io
- Expert support during regulatory exams
- Scalable services as your fund grows
- U.S. and offshore structuring under one roof
Need fund administration support?
Let's discuss how our fractional fund administration team can help your firm stay compliant and operationally efficient.