Free compliance tools — no signup for the first pass.
Three tools RIAs, broker-dealers, and private-fund managers use every week. Get a real answer in minutes — then decide if you want us to run it for you.
Marketing Scan
AI review of any website, PDF, or LinkedIn profile against SEC Rule 206(4)-1 and FINRA 2210. Returns a grade, top violations, and remediation steps.
- For
- RIAs, BDs, marketers, private funds
- Time
- 60 seconds
- Inputs
- URL
Registration Calculator
Estimate SEC vs state RIA registration cost, timing, and ongoing filing burden across all jurisdictions where you have clients.
- For
- New advisers, transition RIAs
- Time
- 2 minutes
- Inputs
- AUM, states, business model
Enterprise Pricing Calculator
Model bundled pricing for 5-500+ rep firms — registration, compliance consulting, CCO services, and platform seats in one estimate.
- For
- BDs, large RIAs, MFOs, funds
- Time
- 3 minutes
- Inputs
- Reps, entities, services needed
Business Valuation
Illustrative RIA, BD, or private-fund valuation range using blended revenue and SDE multiples, adjusted for recurring revenue, growth, retention, and key-person risk.
- For
- Owners planning succession, M&A, or exit
- Time
- 3 minutes
- Inputs
- AUM, revenue, EBITDA margin, owner comp
Minutes, not weeks
The same rule engines that power our paid platforms — instant answers, no consultant scheduling.
Built on real rules
Marketing Rule, FINRA 2210, IARD/IAPD, and every state's notice-filing schedule — not generic AI guesses.
Optional handoff
Like what you see? Our team can run it, remediate it, or manage it on retainer. No pressure.