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    Careers at FIN Group

    Join our fractional expert network

    We work with RIAs, exempt reporting advisers, private funds, and fintech firms. We're adding fractional contractors who can help firms recover from missed regulatory deadlines.

    Open role

    Fractional Filing & Deadline Recovery Specialist

    Type:Fractional / 1099 contractor
    Location:Remote (U.S.)
    Hours:Project-based, flexible — scales with demand

    You'll own client filing work from start to finish. We bring the clients, the RegReview platform, and a senior consultant who reviews your work. You don't need to cover every service below. Tell us which ones you can do, and we'll match work to your skills.

    Services you may deliver

    Late Form D & Blue Sky Filings

    Catch-up Form D filings, amendments, and state notice filings on EDGAR and NASAA EFD.

    Missed Deadline Rescue Bundle

    Coordinate catch-up filings across NFA, LEI, FinCEN, and Form D, then hand off to ongoing renewal tracking.

    NFA Exemption Reinstatement

    Check status on NFA BASIC, re-file CPO/CTA exemptions (4.13(a)(3), 4.7, etc.), and manage annual affirmations.

    LEI Renewal & Entity Records Cleanup

    Renew lapsed LEIs and match fund names across SEC, GLEIF, and state records.

    FinCEN Registration Renewal + AML Health Check

    Re-file MSB registrations and run a quick AML program gap review.

    Late-Filing Recovery for SEC Filers

    Build a recovery plan, coordinate accounting and audit, and get delinquent filings back on track.

    What we're looking for

    • 3+ years in investment adviser, private fund, CPO/CTA, or broker-dealer compliance or operations
    • Hands-on filing experience with at least two of: EDGAR (Form D), NASAA EFD, NFA EasyFile, GLEIF/LEI issuers, FinCEN BSA E-Filing
    • Comfort working through lapsed or delinquent status and talking with clients about it calmly
    • Organized, deadline-driven, and good at clear written updates
    • Nice to have: AML program experience, fund accounting or audit coordination, CAMS, Series 24/65/66, CPA, or JD

    How to apply

    Email your resume or LinkedIn profile, the services above you can deliver, your hourly or per-project rate, and your weekly availability.

    Apply by EmailSign Up for Notifications

    Contractors are independent and are not employees of FIN Group. Engagements depend on client demand, and no minimum volume is guaranteed. FIN Group is an equal opportunity organization.