Continuity Hub
Business continuity and exit planning for RegReview.io users
Build a business that runs—without depending on you. Available as an add-on to your RegReview.io subscription.
Watch the Overview
FIN Continuity overview in under a minute.
Continuity Hub is available exclusively as an add-on for RegReview.io subscribers.
Learn about RegReview.ioWhy Continuity Hub
Most small firms rely heavily on one or two people to keep everything running. That works—until it doesn't. Without a structured continuity system, even a short absence can disrupt operations, compliance, and revenue.
Continuity Hub
Core Platform Features
Purpose-built for continuity planning, role coverage, business dependency tracking, and transition readiness.
Continuity Readiness Score
Live score (At Risk / Moderate / Strong) based on role coverage and active plans, with alerts for missing backups and gaps.
Duty Assignments
Define every critical role and responsibility, assign a primary owner, and designate a backup for each function.
Backup Coverage Tracking
Identify roles missing backups before they become a problem—alerts surface gaps the moment they appear.
Leave Mode with Task Routing
Activate vacation, parental, medical, or emergency leave with date ranges. Tasks and notifications route to backup owners automatically.
Continuity Plan Builder
Build step-by-step continuity plans for any scenario—assign roles, track step completion, and store notes in one place.
Examiner Reporting Packet
Generate a downloadable examiner-ready packet of your continuity plans, role assignments, and coverage records on demand.
Exit & Succession Planning
Document successor principal, successor CCO, client transition lead, custodian contacts, and a stakeholder summary for an orderly transition.
Pre-Built Templates Library
Start fast with templates for BCP, leave coverage, emergency response, succession, and key-person transitions.
How It Works
Map Roles & Duties
Input every critical role, responsibility, and dependency in your firm.
Assign Primary & Backup Owners
Designate who owns each function and who steps in—surface coverage gaps instantly.
Build Plans & Activate Leave Mode
Use templates to build BCP, emergency, and exit plans. Activate Leave Mode to route tasks to backups.
Monitor Score & Generate Examiner Packet
Track your live readiness score and download an examiner-ready packet whenever regulators ask.
Our Product Suite
Our consultants identify your regulatory requirements, then our AI platforms handle ongoing compliance workflows—with or without hands-on support.
RegReview— AI Compliance Workspace
The AI-based operating and reporting system for compliance programs — used by in-house teams and consultants to run registrations, calendars, annual reviews, marketing review, audit prep, vendor due diligence, continuity, DOL rollover analysis, and communication archiving from one platform. Enter your CRD or upload documents and AI suggests the regulators that likely apply and drafts your task calendar. Now in 8 industry versions: RIA, broker-dealer, insurance, real estate, private credit, law firms, CPA/accounting, and fintech & payments.
InvestPrep— Private Capital OS
The AI-based operating and reporting system for private capital — fund administration, LP/investor reporting, due diligence, and family office wealth operations. Run a household plan, a $5B fund, an SPV, or a SPAC across five modules (Fund Admin Pro, Family Office Pro, Capital Markets Pro, Credit Pro, Family Office Lite). Multi-jurisdiction support for US, EU, and Canada. Plans from $99/mo (Lite) or $189/mo, 14-day free trial.
AD/Risk Scanner— Marketing Review
Upload marketing materials and get instant compliance analysis across SEC/FINRA (US) with state overlays (CA, NY, TX, FL), FCA (UK), CSA (Canada), and ASIC (Australia). Eight industry packs: financial services, insurance, mortgage, banking, healthcare, legal, tax & accounting, and real estate. Line-by-line findings ranked high, medium, or low risk with rule citations, AI-revised compliant rewrites, and webhook integrations in seconds. A Portfolio Risk Scanner, included in every plan, checks client holdings for concentration, IPS drift, liquidity, and fee risk with a 0–100 score. Plans from $49/mo, 14-day free trial.
Bundled Offering
Continuity Consulting + RegReview Subscription
Advisory-led continuity and exit planning paired with a RegReview.io subscription—so you get both the platform and the expert guidance to use it well.
Bundled consulting + platform access
What's Included
- RegReview.io subscription
- Continuity Hub access
- Advisory support for BCP, succession & exit planning
- Annual continuity & readiness review
- Key-person risk and coverage gap assessment
- Leave, emergency & transition templates
- Ongoing FIN Group advisory support
RegReview.io Add-On
Make your business less dependent on you
Whether you're planning time away, preparing for the unexpected, or thinking about long-term transition, Continuity Hub gives you the structure to keep your business running. Available as an add-on to your RegReview.io subscription.