FIN Group of Companies
Supporting the Next Generation of FINServ Firms, Fractional Executives, and Consultants to launch a firm, maintain compliance, and scale its services.
What We Offer
Compliance consulting and Business Tools for FINServ Firms
Smartphone app for disclosures
Technology/Integrations Systems for fractional consultants/execs
Sales, Integration and business development packages for partners
Connectivity to access Tech Applications API/SSO
Compliance, Accounting, and Audit Support
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Since 2012, FIN Group — Compliance | Portals | Sales | Partners | Books | Audits — has helped over 200 financial firms stay compliant and audit-ready without the overhead of full-time staff.
Our bundled services cover compliance, accounting, and audit prep delivered through secure platforms and a nationwide network of fractional professionals including attorneys, CPAs, and experienced financial professionals.
We support investment advisors, Fintechs, consultants, and service providers with scalable solutions across SEC, state, and FINRA registrations; AML and global compliance; and filings like ADV, 13F, 10-k/Q, and Blue Sky.
Through FIN Portals and FIN Sales, we enable automation, stakeholder reporting, and integrations with tools like Zapier and Okta. Our fractional CFO and audit-readiness services complete a flexible suite designed to reduce burdens, support growth, and ensure readiness at every stage.
Who is Part of FIN Group
200+
Firms Served
RIA, Consulting, Private Fund
10+
Network Partners
Consulting, Legal, Software, IT
12+
Years
Trusted Provider
Our History
2011-2012
Consulting Launch
Independent consulting practice
2011-20122016
Technology Launch
FIN Compliance App launch
20162016 - Present
Development Iteration Cycle
Compliance, disclosure app, and mobile adjustments
2016 - Present2022
Partner/Consultant Program
Collaborative model compliance, technology, and practice manage Consultants
20222023
Enterprise/Product Launch
Custom compliance/disclosure portals for partners
20232024
Sales/Integrations Systems
Unified portals for tech and sales support for partners
20242025
FIN Group (New Corporate Umbrella)
Brands: FIN Compliance | Portals | Sales | Partners | Audits | Books
2025FIN Group | Compliance Partners
FIN Group | Network Partners
Why Clients Choose FIN Group
Save 100–250+ hours/year through outsourced filings, reviews, and audit prep
Cut costs by $50K–$150K/year vs. hiring full-time staff
Avoid regulatory fines—commonly $25K to $250K+ per incident
Streamline reporting and compliance via our secure portal
Client-Centered Culture. Real-World ImpactWhy Clients Choose FIN Group
From startups to succession-ready firms, we’ve partnered with clients to navigate registration, regulatory filings, growth planning, and exit preparation. Our collaborative approach has led to successful outcomes such as 48-hour ADV completions, seamless multi-state transitions, registration issue resolutions, and audit support for M&A transactions.
We pride ourselves on being responsive, solutions-oriented, and deeply committed to our clients' goals—ensuring each engagement is handled with the diligence and care it deserves.
Building Ventures with Purpose and Principle
For over 20 years, our Founder/CEO, Cory Roberson, has remained dedicated to advancing the mission of empowering entrepreneurs, students, and professionals who aspire to create ventures that drive positive, lasting impact. As a businessman, investor, social entrepreneur, and author, Cory brings over two decades of experience in the investment management industry, where he has worked to promote transparency, accountability, and ethical practices in service of a more trustworthy financial ecosystem.
Cory has contributed to more than ten community service and educational programs across California, New Orleans, Brazil, China, South Korea, Thailand, and South Africa-supporting youth, emerging leaders, and mission-driven entrepreneurs. In his book, From Student to Entrepreneur, he outlines a framework for transforming ideas into purposeful ventures by applying the disciplines of business with the mindset of impact. His volunteering with Christian churches has included serving youth, homeless ministry, and in various capacities. As it is written, "Each of you should use whatever gift you have received to serve others, as faithful stewards of God's grace in its various forms" (1 Peter 4:10).
Grounded in the belief that strong markets begin with strong values, Cory shares lessons from his journey—across industries, continents, and challenges—to inspire others to build enterprises that generate returns beyond capital, rooted in integrity and public trust.
Mission
Serving the Investment Community to Make a Social Impact
Vision
Our vision is to support the next generation of consultants and entrepreneurs who want more control over their time and career.
