Para Insure for Paraplanning Teams
Pre-check every client-facing draft before your adviser signs off
Para Insure is validating client-level IPS, personal-insurance information and meeting-preparation workflows in a planning pilot. These are not broadly validated services. Paraplanners also prepare client communications: follow-up emails, meeting recaps and plan summaries. Para Insure gives each draft a risk-rated first pass and adds a portfolio risk check to meeting prep, so advisers review cleaner work.
Common problems
- Follow-up emails and recaps go out with risky wording or missing disclosures
- Portfolio reviews for meeting prep are manual and inconsistent
- No dated record of what was checked before the adviser approved it
How Para Insure helps
Client draft pre-check
Scan follow-up emails, meeting recaps and plan summaries; each finding is rated high, medium, or low risk with the rule cited.
Portfolio Risk Scanner for meeting prep
Check concentration, IPS drift, liquidity and fees, then add the PDF report to the review packet.
Adviser approval stays in place
Para Insure is a first pass; the adviser reviews and approves everything sent to a client.
Dated review record
Saved scan history supports supervision and exam files.
Rules referenced: SEC Rule 206(4)-1, FINRA 2210, and portfolio checks against your stated targets and common guideline thresholds.
Para Insure or RegReview: which do I need?
Choose Para Insure for portfolio screening and existing marketing pre-checks; client-level planning reviews remain in pilot validation. Choose RegReview for the compliance workspace, including marketing review. Life and annuity agencies can use RegReview for both operations and marketing; two subscriptions are not required.
| Para Insure | RegReview | |
|---|---|---|
| Main job | Screen portfolio holdings; retain existing marketing-review tools | Run the full compliance program |
| Best for | Advisers screening portfolios or reviewing marketing; client planning pilot under validation | Life/annuity agencies, RIAs, broker-dealers, funds, and compliance officers needing a full workspace |
| Marketing review | Unlimited reviews, Creator content studio, approval gate | Included as one workflow |
| Portfolio risk scans | Included in every plan | Available through add-ons |
| Registrations, calendars, annual review | Not included | Included |
| Insurance agency operations | Focused marketing pre-checks; not the agency operations workspace | Insurance workspace for licensing, appointments, CE, calendars and included marketing review; module fees depend on plan |
Portfolio risk checks concern investment holdings, not insurance underwriting or policy suitability. Firm review and required carrier approval remain essential. Optional FIN Group setup and human review support are scoped separately.
FAQ
Is Para Insure included with FIN Group's Fractional Paraplanning?
It's included in the Paraplanner + Agent package and available as an add-on to the other paraplanning packages. Para Insure output is AI-assisted and educational. It is not legal advice, and a qualified person at your firm or your client's firm still approves final content.
Does a clean scan mean the draft is approved?
No. A scan is a first pass, and the risk score is not investment advice. The adviser owns every recommendation and final approval. Para Insure output is AI-assisted and educational. It is not legal advice, and a qualified person at your firm or your client's firm still approves final content.
Other Para Insure uses: Marketing Agencies · Insurance Agencies & IMOs · Mortgage Brokers & Lenders · Advisers: Marketing + Portfolio Risk