Flat-fee filings

Fund, Entity & Public Holdings Filings

The filings fund managers and advisers miss most — 13D/13G, Section 16, Form 144, N-PX, BEA and TIC surveys, and entity upkeep — handled by experienced consultants at flat rates.

Public holdings filings

Schedule 13D

From $1,500 initial · $450 amendment

Activist or control-intent holders of 5%+ of a public company's stock.

Schedule 13G

From $450 initial · $295 amendment

Passive and qualified institutional holders of 5%+, including annual amendments.

Section 16 — Form 3

$195 per filing

Initial ownership report for officers, directors and 10%+ owners.

Section 16 — Forms 4 and 5

$125 per filing

Trade reports within two business days, plus the annual Form 5.

Form 144

$195 per filing

Notice of proposed sale of restricted or control securities.

Form N-PX

From $950/year

Annual proxy-vote report for 13F managers, due by August 31.

Fund & adviser filings

BEA surveys (BE-13, BE-12, BE-10, BE-180)

From $750 per survey

Commerce Department surveys for funds with foreign investors or foreign holdings.

Treasury TIC surveys (SHL, SHC)

From $750 per survey

Treasury reporting of cross-border securities holdings.

Form ADV-E coordination

$450 per exam

Coordinate the surprise custody exam and accountant's ADV-E filing.

Form ADV-W

$650

Full or partial withdrawal when leaving the SEC or a state.

EDGAR access setup (Form ID, EDGAR Next)

$250 per entity

CIK, Login.gov, account administrators and filer access management.

Entity housekeeping

State annual reports & franchise tax filings

$150 per entity, per filing

For the fund, general partner and management company. Registered agent coordination included.

Foreign qualification

$450 per state

Beneficial ownership (BOI) applicability check

$195 per entity

Confirm whether an entity still has to report to FinCEN, and file if it does.

What we don't do

• Draft 10-K, 10-Q, 8-K, proxy or registration statements — securities counsel and auditors own those
• Give legal or tax advice, including 13D vs. 13G eligibility opinions
• Pay government fees on your behalf without approval — they pass through at cost

FAQ

Are government filing fees included?

No. State, SEC, and other government fees pass through at cost.

Do you decide whether a 13D or 13G applies?

We gather the facts and prepare the filing. Questions about control intent or legal eligibility go to your counsel.

Can these be bundled with consulting?

Yes. Clients on a consulting tier can add these filings at the same flat rates, and recurring filings can be tracked in Filing & Renewal Autopilot.

Do you write 10-K, 10-Q or 8-K reports?

No. Public company reports are drafted by securities counsel and auditors. We handle insider and holder filings, EDGAR access, and deadline tracking.