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    AI Compliance

    Use AI with documented oversight

    Govern the AI your team already uses, review the tools you build, and connect AI to your compliance program. Every output keeps a human reviewer and your firm's approval.

    What stays with you

    AI outputs are drafts for human review. Your firm and its CCO keep supervisory responsibility. Model names are for identification only; no affiliation, accuracy or regulatory outcome is guaranteed.

    View AI and platform pricing

    Frequently asked questions

    What is included in AI compliance support?

    Depending on scope: an AI use policy and tool inventory, supervisory review procedures, compliance review of firm-built AI tools, and optional portals or agents connected to RegReview. Each engagement is scoped in writing.

    Does AI replace our compliance reviewer?

    No. AI produces drafts and findings for a human reviewer. Your firm and its CCO approve final content and keep supervisory responsibility.

    Which AI models do you support?

    Our services are model-agnostic, including firms that use Claude, ChatGPT, Gemini or internal models. Model names are for identification only and imply no affiliation or endorsement.

    Can we connect our own AI assistant to RegReview?

    Agent Access (MCP) lets each user connect RegReview to an AI assistant with per-user sign-in and logged requests. It is in early access.

    Not sure where to start?

    Tell us your firm type, registration status and timing. We will point you to the right service and confirm scope before quoting.