Oregon Filing Fees: RIA, IAR, Broker-Dealer & Form D (2026)
What it actually costs to register and renew in Oregon. Fees are paid to the OR Division of Financial Regulation.
RIA firm registration
$225
$25 above the national median
Per IAR
$50
$10 below the national median
Broker-dealer firm
$200
$50 below the national median
Per BD agent
$50
at the national median
Form D / Blue Sky notice
$225
$25 below the national median
Renewal
$225
Same as initial registration
Year-one cost scenarios in Oregon
Solo state-registered RIA (1 IAR) in Oregon
$225 firm + $50 IAR + $150 IARD system + $45 IAR system
$470
RIA with 3 investment adviser representatives
$225 firm + 3 × $50 IAR + IARD system fees
$660
Broker-dealer with 5 registered agents
$200 firm + 5 × $50 agent (excludes FINRA/CRD fees)
$450
Private fund Form D notice filing (Oregon investors)
State Blue Sky notice fee, due within 15 days of first sale
$225
Filing fees only. Excludes compliance-manual drafting, Form ADV preparation, consulting, legal, E&O, and FINRA membership costs. Verify amounts with the OR Division of Financial Regulation before filing.
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Our registration calculator adds filing fees, Form ADV drafting, policies and procedures, and ongoing consulting into one budget for Oregon and any other jurisdictions you need.
Frequently asked questions
How much does it cost to register as an investment adviser in Oregon?
Oregon charges $225 for investment adviser firm registration and $50 per investment adviser representative. Adding FINRA IARD system fees ($150 firm, $45 per IAR), a solo RIA should budget roughly $470 in year-one filing fees, excluding legal, consulting, and compliance-manual costs.
What is the Oregon IAR registration fee?
$50 per investment adviser representative, paid through IARD to the OR Division of Financial Regulation. That is $10 below the national median.
What does a broker-dealer pay to register in Oregon?
$200 for the broker-dealer firm and $50 per registered agent, paid through CRD to the OR Division of Financial Regulation. FINRA membership and CRD fees are separate.
What is the Oregon Form D / Blue Sky notice filing fee?
$225 per offering for a Regulation D 506(b) or 506(c) notice filing when Oregon residents invest. The notice is generally due within 15 days of the first sale in the state.
Does Oregon charge the same fee to renew?
Yes — Oregon charges the same amounts at annual renewal, so a solo RIA should plan on roughly $470 per year in recurring state and IARD fees.