Oklahoma Filing Fees: RIA, IAR, Broker-Dealer & Form D (2026)
What it actually costs to register and renew in Oklahoma. Fees are paid to the OK Dept. of Securities.
RIA firm registration
$300
$100 above the national median
Per IAR
$60
at the national median
Broker-dealer firm
$500
$250 above the national median
Per BD agent
$60
$10 above the national median
Form D / Blue Sky notice
$250
at the national median
Renewal
$300
Same as initial registration
Year-one cost scenarios in Oklahoma
Solo state-registered RIA (1 IAR) in Oklahoma
$300 firm + $60 IAR + $150 IARD system + $45 IAR system
$555
RIA with 3 investment adviser representatives
$300 firm + 3 × $60 IAR + IARD system fees
$765
Broker-dealer with 5 registered agents
$500 firm + 5 × $60 agent (excludes FINRA/CRD fees)
$800
Private fund Form D notice filing (Oklahoma investors)
State Blue Sky notice fee, due within 15 days of first sale
$250
Filing fees only. Excludes compliance-manual drafting, Form ADV preparation, consulting, legal, E&O, and FINRA membership costs. Verify amounts with the OK Dept. of Securities before filing.
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Frequently asked questions
How much does it cost to register as an investment adviser in Oklahoma?
Oklahoma charges $300 for investment adviser firm registration and $60 per investment adviser representative. Adding FINRA IARD system fees ($150 firm, $45 per IAR), a solo RIA should budget roughly $555 in year-one filing fees, excluding legal, consulting, and compliance-manual costs.
What is the Oklahoma IAR registration fee?
$60 per investment adviser representative, paid through IARD to the OK Dept. of Securities. That is at the national median.
What does a broker-dealer pay to register in Oklahoma?
$500 for the broker-dealer firm and $60 per registered agent, paid through CRD to the OK Dept. of Securities. FINRA membership and CRD fees are separate.
What is the Oklahoma Form D / Blue Sky notice filing fee?
$250 per offering for a Regulation D 506(b) or 506(c) notice filing when Oklahoma residents invest. The notice is generally due within 15 days of the first sale in the state.
Does Oklahoma charge the same fee to renew?
Yes — Oklahoma charges the same amounts at annual renewal, so a solo RIA should plan on roughly $555 per year in recurring state and IARD fees.