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    Compliance & Fund Operations for Private Funds

    PE, VC, hedge, and private credit — fractional CCO, ADV/PF filings, and InvestPrep for LP onboarding, capital calls, and waterfalls.

    SEC State securities regulators CFTC/NFA (where applicable) FinCEN

    Where Private Funds compliance breaks down

    Form ADV + Form PF cadence

    Annual and event-driven filings coordinated with fund admin and audit — without last-minute fire drills.

    LP onboarding & subscription docs

    AML/KYC, accreditation, and side letter tracking across multiple vehicles.

    Capital calls & waterfalls

    European/American waterfalls, catch-up, and clawback modeling that ties to the LPA — not a spreadsheet copy.

    Private Fund Adviser Rule readiness

    Preferential treatment, quarterly statements, and audit provisions tracked on your side.

    FAQ

    Which fund strategies do you support?

    Private equity, venture capital, hedge, private credit, real estate, and SPV/co-investment vehicles — both registered advisers and ERAs.

    Do you provide fund administration?

    InvestPrep runs LP onboarding, capital calls, distributions, waterfalls (European/American), and K-1 support. Bundled seat pricing available.

    Are you ready for the Private Fund Adviser Rule elements still in effect?

    Yes — quarterly statements, audit provisions, preferential treatment disclosures, and adviser-led secondary fairness opinions are built into our workflow.

    Talk to a Private Funds specialist

    Fractional CCO, filings, and technology — sized to your firm.