Need to pivot your practice for the future?

We will help you to start the conversation


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All Firms

Take a Business Continuity or Cybersecurity Assessment At NO Cost


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Need to pivot your practice for the virtual future?

Create a compliance account, score your firm with a business continuity or cybersecurity assessment* and receive a free 30-min strategy call** ($250 value).

*Take our online assessment (available on all versions). **This offer is for a limited time, based on availability, and is for prospective registered investment advisors and broker-dealers only.

Create a Free Account Portal to get connected.

Current Clients

Take An Assessment


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Login to your online Dashboard*

Visit Tools: Cybersecurity/Continuity

Download/Prepare the Forms

Document your Continuity/Succession Vendor list

Share instructions with key people

*Premium/Premium Plus Users Only


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And

Create the Full Continuity/Succession Plan