Florida Filing Fees: RIA, IAR, Broker-Dealer & Form D (2026)
What it actually costs to register and renew in Florida. Fees are paid to the FL Office of Financial Regulation.
RIA firm registration
$200
at the national median
Per IAR
$50
at the national median
Broker-dealer firm
$200
$50 below the national median
Per BD agent
$50
$10 below the national median
Form D / Blue Sky notice
$0
$250 below the national median
Renewal
$200
Same as initial registration
Year-one cost scenarios in Florida
Solo state-registered RIA (1 IAR) in Florida
$200 firm + $50 IAR + $150 IARD system + $45 IAR system
$445
RIA with 3 investment adviser representatives
$200 firm + 3 × $50 IAR + IARD system fees
$635
Broker-dealer with 5 registered agents
$200 firm + 5 × $50 agent (excludes FINRA/CRD fees)
$450
Private fund Form D notice filing (Florida investors)
State Blue Sky notice fee, due within 15 days of first sale
$0
Filing fees only. Excludes compliance-manual drafting, Form ADV preparation, consulting, legal, E&O, and FINRA membership costs. Verify amounts with the FL Office of Financial Regulation before filing.
Want the all-in Florida number?
Our registration calculator adds filing fees, Form ADV drafting, policies and procedures, and ongoing consulting into one budget for Florida and any other jurisdictions you need.
Frequently asked questions
How much does it cost to register as an investment adviser in Florida?
Florida charges $200 for investment adviser firm registration and $50 per investment adviser representative. Adding FINRA IARD system fees ($150 firm, $45 per IAR), a solo RIA should budget roughly $445 in year-one filing fees, excluding legal, consulting, and compliance-manual costs.
What is the Florida IAR registration fee?
$50 per investment adviser representative, paid through IARD to the FL Office of Financial Regulation. That is at the national median. Note: IA notice filing only (no state IA registration); no Form D notice filing required
What does a broker-dealer pay to register in Florida?
$200 for the broker-dealer firm and $50 per registered agent, paid through CRD to the FL Office of Financial Regulation. FINRA membership and CRD fees are separate.
What is the Florida Form D / Blue Sky notice filing fee?
Florida does not charge a state Form D notice filing fee. Where an EFD filing is still required, the $160 NASAA EFD system fee applies. Confirm the current requirement with the FL Office of Financial Regulation.
Does Florida charge the same fee to renew?
Yes — Florida charges the same amounts at annual renewal, so a solo RIA should plan on roughly $445 per year in recurring state and IARD fees.