RegReview / Fintech & Payments
RegReview for Fintech, Payments & Crypto Firms
AI compliance operating system for BSA/AML, state MTLs, Reg E, OFAC, NYDFS Part 500, and card network rules.
Where Fintech & Payments compliance breaks down
50-state MTL patchwork
Different license triggers, bond amounts, and reporting cadences in every state—plus the Money Transmission Modernization Act rollout.
BSA/AML program governance
SAR/CTR filings, transaction monitoring tuning, and independent AML testing evidence scattered across tools.
NYDFS Part 500 (23 NYCRR 500)
Annual CISO certification, penetration testing, and 72-hour incident notification obligations.
Bank partner (BaaS) oversight
Sponsor banks demanding real-time compliance evidence, monthly reporting packs, and issue-tracking transparency.
How RegReview solves it
Smart Calendar
MTL renewals per state, NYDFS Part 500 CISO certification (Apr 15), SAR/CTR filing windows, and annual AML independent testing.
AI Compliance Scanner
Enter your NMLS/MSB ID—AI maps every state license, bond, and reporting obligation into one calendar.
Books & Records
AML policies, SAR/CTR evidence, sanctions screening logs, and Part 500 documentation retained per FinCEN & NYDFS rules (5+ years).
Marketing Review
Consumer-facing ads and disclosures checked against UDAAP, Reg E, and CFPB advertising standards.
Questionnaires
Employee AML attestations, sanctions training, and vendor/BaaS partner due diligence surveys.
Audit Prep
Bank sponsor audit, NYDFS exam, or state DFI exam packet assembled from stored evidence and monitoring reports.
FAQ
Does RegReview do transaction monitoring?
No—it's the compliance program layer above your monitoring tool. Store your monitoring rule tuning, alert dispositions, and SAR decisions with full audit trail.
Can BaaS partners share access?
Enterprise tier supports read-only sponsor-bank portals so partners can see your compliance calendar, evidence, and issue log in real time.
Is it useful for crypto/MSB firms?
Yes. Manage FinCEN MSB registration renewals, state MTL exemptions, and Travel Rule documentation in one place.
See RegReview for Fintech & Payments in action
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