Skip to main content

    RegReview · Capability

    Disclosure Center

    One library for every regulatory disclosure your firm delivers — ADV Part 2, Form CRS, PPMs, sub-docs, and LP side letters — versioned, delivered, and receipted inside RegReview.

    What's inside

    ADV, CRS, PPM, sub-docs

    Central library for Form ADV Parts 2A/2B, Form CRS, PPMs, sub-docs, and LP side letters — versioned with change history and effective dates.

    Client + LP delivery

    One-click annual delivery to clients or LPs with signed receipts. Covers the ADV Part 2 offer + CRS delivery rule and PPM/sub-doc distribution.

    Redlines + version control

    Every edit tracked. Compare last-filed vs. current draft side-by-side, with reviewer sign-off before anything goes out.

    Material change tracking

    Auto-flags material changes for ADV summary of material changes, PPM supplements, and LPA amendment notices.

    Effective-date register

    A signed timeline of which disclosure was in force for which client, on which date — the register regulators ask for in exams.

    Exam & audit export

    One-click export of the full disclosure register + delivery receipts for SEC, state, or LP due-diligence requests.

    FAQ

    What is the Disclosure Center?

    The Disclosure Center is the RegReview capability that houses, versions, and delivers your firm's regulatory disclosures — Form ADV Parts 2A and 2B, Form CRS, PPMs, sub-docs, and LP side letters — with signed delivery receipts and a full effective-date register.

    Does it deliver ADV and CRS to clients automatically?

    Yes — annual ADV Part 2 offer and CRS delivery are handled with one click. Clients get a branded email with the disclosure, and the Disclosure Center stores the signed delivery receipt for the exam file.

    How does it handle private-fund PPMs and side letters?

    PPMs and sub-docs are versioned like ADV. Side letters are tracked with MFN cross-checks so you can prove which LPs got which economic terms — feeds directly into the InvestPrep Fund Admin workflows.

    Is this included with RegReview?

    Disclosure Center is part of every RegReview subscription. Managed DIY and DFY tiers include consultant sign-off on ADV, CRS, and PPM edits before delivery.

    One home for every disclosure.