RegReview / CPA / Accounting
RegReview for CPA Firms & Accounting Practices
AI compliance operating system for AICPA SSTS, Circular 230, SQMS 1/2, FTC Safeguards, and PCAOB compliance.
Where CPA / Accounting compliance breaks down
SQMS 1 & 2 rollout
New quality management standards effective Dec 15, 2025—most firms are behind on risk assessment, monitoring, and remediation documentation.
FTC Safeguards WISP
Written Information Security Program required; most tax preparers still lack a compliant WISP and IRS is enforcing.
PTIN & CPE tracking
PTIN annual renewals, state-level CPE by license type, and PCAOB inspection prep in silos.
Engagement letters & Circular 230
Inconsistent engagement letters, missing conflicts disclosures, and Circular 230 §10.29 conflicts of interest tracking.
How RegReview solves it
Smart Calendar
PTIN renewals (Oct–Dec), state CPA license renewals, CPE deadlines, PCAOB Form 2 (Jun 30), and SQMS annual monitoring.
AI Compliance Scanner
Upload firm roster—AI maps every CPA's state license, CPE requirements, PTIN status, and PCAOB registration if applicable.
Books & Records
Engagement letters, workpapers, WISP documentation, and SQMS monitoring evidence retained per AICPA & PCAOB rules (5–7 years).
Marketing Review
Website copy, tax-season ads, and thought leadership run against AICPA Code §1.400 and state board advertising rules.
Questionnaires
Annual independence attestations, Circular 230 conflicts disclosures, and outside-activity reporting.
Audit Prep
Peer review or PCAOB inspection packet assembled from stored engagement files, SQMS monitoring reports, and CPE records.
FAQ
Does RegReview help with SQMS 1 & 2?
Yes. It structures your risk assessment, ongoing monitoring, and remediation as recurring tasks—so you can evidence the six components auditors expect.
Can it generate a WISP?
The Document Generator produces a starter WISP tailored to your firm's data flows; you review, adopt, and store the signed version in Books & Records.
What about PCAOB-registered firms?
Enterprise tier tracks Form 2 (annual), Form 3 (event-driven), and inspection prep alongside AICPA quality management.
See RegReview for CPA / Accounting in action
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