42,318
Pieces scanned
187
Firms represented
68/100
Avg risk score
34%
Needed rewrite
19h
Median approval
41%
First-pass approved
Top 10 Marketing Rule flag categories
Share of all findings across live ADScanner reviews in the rolling 90 days window.
- 122%
Performance claims without required disclosure
- 217%
Missing or incomplete testimonial disclosures (Rule 206(4)-1)
- 312%
Cherry-picked / non-representative case studies
- 410%
Prohibited superlatives ('best', 'guaranteed', 'safest')
- 59%
Hypothetical performance shown without methodology
- 67%
Third-party rating without material-conflict disclosure
- 76%
Social media reshares missing archive/entity tag
- 85%
Comparisons without net-of-fees basis
- 94%
Predictive / forward-looking language
- 103%
Improper use of registered marks / affiliations
Risk & rewrite rate by industry pack
ADScanner industry packs with n ≥ 25 firms. Healthcare and real estate are below the floor this window.
| Industry pack | Avg risk score | Needed rewrite | Firms |
|---|---|---|---|
| Financial services (RIA / BD) | 71/100 | 38% | 92 |
| Insurance | 74/100 | 42% | 26 |
| Mortgage | 66/100 | 31% | 25 |
| Banking | 58/100 | 24% | 25 |
| Legal | 55/100 | 22% | 26 |
| Tax & accounting | 52/100 | 19% | 25 |
Scan volume by jurisdiction
- SEC / FINRA68%
- FCA14%
- CSA11%
- ASIC7%
RegReview approval turn-time
| AUM band | Median | 1st-pass |
|---|---|---|
| < $250M AUM | 12h | 48% |
| $250M–$1B AUM | 18h | 43% |
| $1B–$5B AUM | 24h | 37% |
| > $5B AUM | 31h | 32% |
Methodology
- Aggregated from live RegReview and ADScanner activity. No firm-level or client-identifying data is exposed.
- Rolling 90-day window, refreshed monthly on the 1st.
- Segments (industry pack, AUM band, jurisdiction) publish only when n ≥ 25 firms.
- Firms may opt out of aggregation at any time.
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