Side-by-side comparison

FIN Group vs National Law firm + RegEd

Outside counsel + CE/training platform. Here's an honest look at where each provider wins — so you can pick the right fit for your firm.

Emerging and mid-market RIAs, broker-dealers, and private fund managers who want senior attention, integrated technology, and transparent pricing.

Firms that buy compliance piecemeal: lawyers for advice, RegEd for CE, and internal staff for everything else.

Pricing: Combined cost typically $20-50K+/year once you stack legal, CE, and software.

Feature-by-feature

Stop coordinating between three providers. FIN delivers consulting, software, and ongoing operations as a single engagement.

Lawyers write memos. FIN runs your program — annual review, marketing review, mock exams, vendor due diligence, the whole calendar.

Marketing piece needs review by Friday? ADScanner in seconds, FIN human sign-off the same day. Outside counsel rarely matches that SLA.

We believe in honest comparisons. Here's where the other side genuinely wins:

When you need actual attorney-client privilege on a sensitive matter, outside counsel is irreplaceable. FIN is a compliance partner, not a law firm.

RegEd and similar platforms have huge CE libraries that FIN doesn't replicate.

Yes, for novel transactions and privileged matters. But you'll need them far less — most day-to-day questions are within FIN's wheelhouse.

A 20-minute conversation with a senior FIN CCO will tell you whether we're the right fit — no pressure either way.