Compliance
& Integration Portals for Teams
Providing whitelabeliing and integration systems to our fractional executive partners
As Featured In
Compliance/Integration Systems
We offer compliance, sales partnerships, and tech integration portals to enhance firm communications, stakeholder procedures, and to provide consolidation points with third party applications
Technology and Workflows
For Investment Advisors, Funds, FIN Service Providers, and Consulting Teams
Compliance + unified applications portal for firm and staff to save time when using multiple applications
For Fractional Executive/Consulting Teams
Cloud + unified applications portal for fractional CCOs, COOs, CMOs, CFOs, CROs and consultants to manage client applications
For Administration Teams
Cloud + unified applications for managing back-office duties, filing, tasks, and other client-based projects
Features
White Labeling
Tailor with your brand identity and unique requirements.
Access Rights
Easily manage admin and user permissions.
Integrations
Integrate the app with your existing tools via API/SSO.
Compliance & Audit
Customizable workflows for training, disclosures, and audit reporting for all stakeholders.
Templates
Access over 100 ready-to-use templates or upload/edit your own forms for unmatched flexibility.
Dashboards for Admin, Staff Clients
Seamlessly navigate the app through an intuitive interface accessible to multiple team members.
File sharing and Document requests
Share files with other users or request information securely.
IT/Security consulting
Including IT/cyber consulting with our partners.
How the Largest Wealth Management Firms Do Revenue Sharing
According to a Financial Planning Magazine article “How the Largest Wealth Management Firms Do Revenue Sharing,”…… Mutual fund managers, whose products the firms' financial advisors recommend, pay wealth management companies a portion of their profits or revenue that the firms often refer to as "marketing" or "partner" fees…… As shown by the companies' disclosures, the money can add up to hundreds of millions of dollars or more in added revenue each year for the largest wealth management firms.
Disclosing Conflicts of Interest to avoid fines.An excerpt from an SEC staff bulletin on Standards of Conduct for Broker-Dealers and Investment Advisers Conflicts of Interest; "When there is a conflict created by firms or their financial professionals receiving compensation from third parties, whether or not sales-related (including, but not limited to, revenue sharing, sub-accounting, administrative services fees paid by a fund or its advisor), in the staff's view, broker-dealers, investment advisors or their financial professionals should disclose the existence and effects of such incentives provided to the firm or shared between the firm and others."
Our Partners
