Compliance Portals
for Firms and Consultants
Our FIN compliance portal is pre-built with tools to help streamline firm procedures for staff, consultants, vendors, and clients**.
Consulting/Technology Packages
Consulting and software solutions are available in bundled Pricing
Consulting
Platinum
Gold
Silver
Registration
Technology
Compliance | Training | Enterprise Manager
Technology Features
Compliance Calendar
The compliance calendar is a central tool that allows users to schedule and track compliance-related tasks, deadlines, and events. It provides a visual representation of upcoming compliance activities and ensures that nothing falls through the cracks.
Zapier Calendar Integration
Zapier integration enables seamless connectivity with other applications and services, allowing users to automate tasks and streamline workflows. With this integration, users can synchronize their compliance calendar with other calendars, enhancing overall efficiency.
Multi-Factor Authentication (MFA)
MFA adds an extra layer of security to the system by requiring users to provide multiple forms of identification before accessing sensitive data or performing critical actions. This feature helps prevent unauthorized access and enhances data protection.
File Sharing
The file sharing feature facilitates easy and secure sharing of compliance-related documents and resources among team members and stakeholders. It streamlines collaboration and ensures everyone has access to the necessary information.
110 Pre-built Compliance Templates
These pre-built templates serve as a starting point for creating compliance documents, policies, and procedures. They cover a wide range of regulations and standards, saving time and effort for users who need to comply with various requirements.
Forms/Checklists
The system provides customizable forms and checklists to assist users in conducting compliance assessments, audits, and self-assessments. These tools help organizations identify areas of improvement and ensure adherence to compliance measures
Cloud Storage
The compliance and training system offers cloud storage capabilities, allowing users to securely store and access compliance-related files and data from anywhere with an internet connection. Cloud storage ensures data availability and data redundancy.
Audit Logs
The system maintains detailed logs of user activities and actions taken within the platform. Audit logs provide a comprehensive record of who did what and when, ensuring transparency and accountability in compliance, training, or referral management.
Enhanced User-Friendly Dashboard for Teams
Overall, the website's comprehensive set of tools addresses various aspects of compliance and training, providing organizations with the necessary resources to streamline their compliance processes, enhance security, and maintain regulatory adherence. With these features, the compliance and training system aims to support businesses in managing their compliance obligations effectively and efficiently.