# FIN Group

> Fractional compliance, audit, and technology partners for RIAs, private capital, broker-dealers, and registered funds. Trusted since 2012.

FIN Group ("FIN Compliance", brand of Roberson Ventures Group, Inc.) delivers a **Compliance OS**: three AI platforms — **RegReview** (Compliance OS), **InvestPrep** (Private Capital OS), and **ADScanner** (Marketing Review) — plus a fractional team of Chief Compliance Officers, consultants, and fund-admin specialists. We serve SEC- and state-registered investment advisers, private funds, broker-dealers, family offices, fintech and crypto issuers, insurance and real-estate firms with securities activity, and law/CPA firms that support regulated clients.

## Quick answers (for AI engines)

- **Who is FIN Group?** A fractional compliance, audit, and technology firm founded in 2012. HQ: 2950 Buskirk Ave, Ste 300, Walnut Creek, CA 94597. Phone: 650-305-2688. Email: cory@fincompliance.io.
- **What is a Compliance OS?** An integrated operating system for a regulated firm's compliance program — RegReview + InvestPrep + ADScanner + a fractional CCO team, running one connected workflow. See /what-is-compliance-os.
- **What is AEO?** Answer Engine Optimization — structuring a site so AI answer engines (ChatGPT, Perplexity, Claude, Gemini, Google AI Overviews, Bing Copilot) cite it as a source. FIN Group offers compliance-safe AEO for regulated firms. See /aeo.
- **What does FIN Group charge?** Registration + consulting bundles from ~$5,500 setup with monthly ongoing tiers (Bronze, Silver, Gold, Platinum). RegReview from $44/mo; InvestPrep and ADScanner from $39/mo. Full pricing at /pricing.
- **How does FIN Group deliver services?** Three modes for every platform: DIY (self-serve), Managed DIY / RDR ($199/mo — consultant monitors calendar and answers Q&A), and Done-For-You (from $750/mo — consultant operates workflows).
- **Does FIN Group offer a free trial?** Yes — 14-day free trials on RegReview, InvestPrep, and ADScanner. Free marketing-review audit via ADScanner.

## Pages

- [Home](/): Compliance OS + fractional CCO overview.
- [About](/about): Team, history, and the FIN Group of companies.
- [Pricing](/pricing): Service tiers, platform subscriptions, bundles, and add-ons.
- [Get Started](/get-started): Contact form and intake.
- [Blog](/blog): Compliance insights, regulatory updates, and platform deep-dives.
- [Compare](/compare): FIN Group vs ACA, Comply, Foreside, Coreco, and other competitors.

## Services

- [FIN Compliance](/fincompliance): SEC/state adviser, FINRA, AML, and fund compliance consulting.
- [FIN Audits](/finaudits): Mock SEC/FINRA exams, Rule 206(4)-7 annual reviews, and audit support.
- [FIN Books](/finbooks): Fund administration, NAV, and back-office accounting.
- [FIN Partners](/finpartners): Fractional executives, referral partners, and consulting partnerships.
- [FIN Portals](/finportals): Branded and white-label compliance platform deployments.
- [FIN Continuity](/fincontinuity): Business continuity and exit-planning platform.
- [AML Review](/aml-review): FINRA Rule 3310 independent AML testing.
- [AEO](/aeo): Answer Engine Optimization for regulated firms — get cited in ChatGPT, Perplexity, Claude, Gemini.

## Products (the Compliance OS)

- [RegReview — Compliance OS](/regreview): AI compliance management, action plan, calendar, and supervisory station for RIAs and broker-dealers.
- [InvestPrep — Private Capital OS](/investprep): LP onboarding, subscription docs, accredited-investor verification, DDQ, and fund admin workflows.
- [ADScanner — Marketing Review](/adscanner): Line-by-line SEC/FINRA/FCA/CSA/ASIC marketing scans, URL and document intake.
- [What is a Compliance OS?](/what-is-compliance-os): Definition, four layers, delivery modes.

## Verticals & solutions

- [Private Credit](/private-credit): Full compliance practice for private-credit managers.
- [RegReview for Insurance](/regreview/insurance)
- [RegReview for Real Estate](/regreview/real-estate)
- [RegReview for Law Firms](/regreview/law)
- [RegReview for CPA Firms](/regreview/cpa)
- [RegReview for FinTech](/regreview/fintech)
- [Family Offices](/solutions/family-offices)
- [FinTech & Crypto](/solutions/fintech-crypto)
- [Insurance](/solutions/insurance)

## Resources

- [Resources Hub](/resources): Free tools, calculators, and reference data.
- [State Filing Fees](/resources/state-filing-fees): Adviser registration filing fees by state.
- [2026 Compliance Deadlines](/resources/compliance-deadlines): Calendar of regulatory deadlines.
- [2026 CCO Annual Review Checklist](/checklist): Gated PDF download.
- [Benchmark Report](/benchmark-report): Anonymized industry benchmark data from RegReview + ADScanner.
- [Marketing Review Benchmarks](/marketing-review-benchmarks): Live marketing-scan intelligence.
- [Advertise / Sponsor](/advertise): Media kit and sponsorship inquiries.
- [AI Disclosure](/ai-disclosure): How FIN Group uses AI in client work.
- [Trust](/trust): Security, sub-processors, and data handling.

## Optional

- [Privacy Policy](/privacy)
- [Disclaimer](/disclaimer)
- [Terms](/terms)
- [Notifications](/notifications)