How it Works

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FIN Compliance is a consortium of compliance, consulting, and business management solutions to help investment firms to structure, maintain, and develop their regulatory review programs. Since 2012, we served the investment industry to make a social impact in our community.

01

View Video Demo

Demo Screenshot
Compliance  test screenshot
02

Fill out our Compliance Assessment

03

Register for Online Compliance Calendar access for updates

We’ll contact you for options and we can schedule a time to chat.

Compliance calendar screenshot

Compliance App

(Compliance manager for staff, teams, consultants)

Integrated with a disclosure center to transfer items to a Disclosure App


Disclosure App


(Disclosure portals for communications with clients, staff, investors, and vendors)


INQUIRE FOR COMPLIANCE, DISCLOSURE, OR TECH LICENSING SUPPORT