Compliance & Unified
Integration Portals for Teams
Consolidating firm technology logins into a unified back-end portal using API or SSO connectors.
As Featured In
Unified Portal as a service for CRM, RegTech,
and AdvisorTech Applications
We help firms to maximize its tech integrations and/or streamline accessing multiple applications through single sign-on solutions. With our Okta-powered solutions, we provide a unified login portal for firms who are interested in creating an “all-in-one” login experience with access to more than 5000 applications – including those not found on advisor-based CRMs or client portals.
* We build upon Okta Security Policy. Annual security audits includes: SOC-2, SOC -3, ISO, and more security protocols to ensure trust between you and your stakeholders.
| RedTail | Tamarac | Wealthbox | Fidelity |
| Schawb | Vanguard | Docusign | Box |
| Share File | Dropbox | Orion | Stripe |
| Money Guide Pro | MorningStar | Zoom | Calendly |
| ACA Aponix | Schwab Compliance | My 529 Advisor | American Funds |
| ADP | Ascensus | John Hancock | Mutual of Omaha |
How It Works
We discuss portal/integration needs.
We create recommendations based on specifications/budget
We build your login to access our FIN Compliance portal and Single Sign On Directory
Login Portal
+
Single Sign On Directory
Technology and Workflows
For Investment Advisors, Funds, FIN Service Providers, and Consulting Teams
Compliance + unified applications portal for firm and staff to save time when using multiple applications
For Fractional Executive/Consulting Teams
Cloud + unified applications portal for fractional CCOs, COOs, CMOs, CFOs, CROs and consultants to manage client applications
For Administration Teams
Cloud + unified applications for managing back-office duties, filing, tasks, and other client-based projects
Features
White Labeling
Tailor with your brand identity and unique requirements.
Access Rights
Easily manage admin and user permissions.
Integrations
Integrate the app with your existing tools via API/SSO.
Compliance & Audit
Customizable workflows for training, disclosures, and audit reporting for all stakeholders.
Templates
Access over 100 ready-to-use templates or upload/edit your own forms for unmatched flexibility.
Dashboards for Admin, Staff Clients
Seamlessly navigate the app through an intuitive interface accessible to multiple team members.
File sharing and Document requests
Share files with other users or request information securely.
IT/Security consulting
Including IT/cyber consulting with our partners.
SEC Marketing Rule
SEC Firms should adhere to provisions as set forth with New Marketing Rule 206(4) -1 in cases where the “adviser has participated in the creation or dissemination of an advertisement, or where an adviser has authorized a communication, the communication would be a communication of the adviser.” (Ref. SEC Marketing Rules)
State firms please confirm if marketing guidelines are aligned with the SEC marketing rule. Under Rule 206(4)-3 and similar state rules, we will not directly or indirectly provide any matchmaking, paid promotion, or find an advisor services through our website. An advisor chooses to direct communications and post marketing materials on its own accord.
Our Partners
