FIN Disclosure Center

FIN Compliance looks great on all devices

Our Disclosure Center is a compliance reporting tool that delivers disclosures via a weblink (open portal) and/or via our FIN Disclosure (login portal) integration.


The tool enables firms to deliver Calendar events and disclosures to clients, staff, solicitors, investors, and prospects.


Disclosure Center & App


Open FIN Compliance Disclosure Center
Upload Documents and assign calendar tasks
Send disclosure via weblink or
Assign files and Register users for access to disclosure app
Track activities in the FIN Compliance Disclosure Center



Public/Staff Disclosure Center

(for FIN Compliance admin/users)
Public Portal

Disclosure App

(for FIN Compliance admin/users)

Desktop Portal
Disclosure App
Customizable Web/Mobile Based Portals for Clients, Staff, Solicitors, Investors, Vendors
Learn More Login



Mobile Download

Display pop-up to download iPhone app from Apple store. Display pop-up to download Android app from Google store.

Disclosure App Portals/Features

Compliance management software public login.

Staff Dashboard

  • Disclosures:
  • Calendar Events
  • Training Materials
  • Continuity Documents
  • ADV Documents.
  • Code of Ethics Reporting

Use for admin, staff, solicitors, or virtual assistants.

Client Dashboard

  • Disclosures:
  • Calendar Events
  • Marketing Materials
  • Continuity Documents
  • ADV Documents.
  • Code of Ethics Reporting

Use for clients, prospects, and vendors.

Compliance management software public login.

Compliance App

(Compliance manager for staff, teams, consultants)

Integrated with a disclosure center to transfer items to a Disclosure App

Get Started

Disclosure App


(Disclosure portals for communications with clients, staff, investors, and vendors)

Learn More Login
Display pop-up to download iPhone app from Apple store Display pop-up to download Android app from Google store

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