Designated Person(s):
Admin – (Principal of Firms)
• Name: Cory Roberson
• Company: FIN Compliance
• Email: cory@fincompliance.io
• Phone Number: 650-305-2688
• Cell Phone: 650-799-7915
• Address: 2950 Buskirk Avenue, Suite #300, Walnut Creek, CA 94597
• Fax (if any): (925) 952-7068
Staff (assistance w monitoring, updating, and testing the firm’s BCP) –
• Name: David McNeal
• Company: FIN Compliance
• Email: david@fincompliance.io or davidmcneal28@gmail.com
• Phone Number: 650-305-2688
• Address: 2950 Buskirk Avenue, Suite #300, Walnut Creek, CA 94597
• Fax (if any): (925) 952-7068
Admin (will maintain electronic copies of its BCP plan at our primary office location or a backup location) –
• Name: Cory Roberson
• Company: FIN Compliance
• Email: cory@fincompliance.io
• Phone Number: 650-305-2688
• Cell Phone: 650-799-7915
• Address: 2950 Buskirk Avenue, Suite #300, Walnut Creek, CA 94597
• Fax (if any): (925) 952-7068
Contributors (consultants/key vendors) – compliance/operations emergencies
• Name: Cameo Roberson
• Company: Atlas Park
• Email: cameo.roberson@atlasparkco.com
• Phone Number: 415-895-2502
• Address: Virtual
Contributors (consultants/key vendors) – software developers/accessing data
• Name: Angel Puerta
• Company: Redwhale, Inc.
• Email: Angel.Puerta@redwhale.com
• Phone Number: 650.312.1500
• Address: 19925 Stevens Creek Blvd., Suite 100, Walnut Creek, CA 94597
Contributor (primary) – Assistance w/developers
• Name: David McNeal
• Company: FIN Compliance
• Email: david@fincompliance.io or davidmcneal28@gmail.com
• Phone Number: 650-305-2688
• Address: 2950 Buskirk Avenue, Suite #300, Walnut Creek, CA 94597
• Fax (if any): (925) 952-7068
Contact (consultants/key vendors) – other emergency
• Name: Cameo Roberson
• Company: Atlas Park
• Email: cameo.roberson@atlasparkco.com
• Phone Number: 415-895-2502
• Address: Virtual
How often is this plan tested? Once a year
Where will you store the BCP Plan?
Books and Records
What is the location of your firm’s primary books and records (hard copy and electronic)?
Location #1
Name: Google Cloud
Where are your firm’s systems primary/back-up location books and records
Location #2
• Name: Database Mart
• Email: support@databasemart.com
• Address: 257 Westwood Dr. League City, TX 77573
Location #3
• Name: CrashPlan/Code 42 (SaaS backup servers)
• Email: [Type text]
• Phone Number: 612-333-4242
• Address: 100 Washington Ave S., Suite 2000, Minneapolis, MN 55401
Compliance Review Date: 12/31/2020
Attestation
Signed: Cory Roberson
Title: Founder
Date: 12/15/2020
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