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Compliance Assessment
FIN Compliance - Assessment
How do you feel about your current compliance program?
Not Good
Okay, but could be better
Great, no issues
What are your pain points with compliance (select one or all)?
Compliance Filings
Document Reviews
Audit Preparation
Procedures/Tasks
Other
What technology systems do you rely on for Compliance (list any)?
What is your current compliance budget?
None
Under 5000/yr
$5000 -$10000/yr
$10,001 – 20,000/yr
More than $20,000/yr
Your Name
Your Email
Submit
Compliance App
(Compliance manager for staff, teams, consultants)
Integrated with a disclosure center to transfer items to a Disclosure App
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Disclosure App
(Disclosure portals for communications with clients, staff, investors, and vendors)
Learn More
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Android Mobile App Download
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INQUIRE FOR COMPLIANCE, DISCLOSURE, OR TECH LICENSING SUPPORT
