Total AUM (Millions) of Past/Present Customers4000
Past/Present Customers180 +
Years Since Inception9
Launched Compliance Consulting services
Launched Compliance Management System
Launched Business Management System
Cory received a bachelor’s from the University of California, Davis in Political Science. Since then, he’s acquired more than 15 years of experience in the investment management industry. Cory is principal of FIN Compliance, FIN Lancer, a busines management portal, FIN Continuity, a business transition resource center, and FIN Ventures, a startup consulting and advisory practice.
David is an independent contractor responsible for assisting our firm with product research, front end design, systems support and automation, marketing development, content research, SEO , and more. He is also a freelance blogger in the blockchain and crypto space.
We are a group of professionals servicing the financial compliance ecosystem for:
A group of vendors solutions for financial services firms, including: